“Welcome to Anti-Money Laundering Compliance Training”   
by the Walsh Agency, Inc.

“Welcome to our user-friendly, newly streamlined AML course. The research included our in-person interviews with the CFTC’s AML staff in Washington, D.C. and NFA’s AML Staff in Chicago.
We designed this training to keep registrants well in compliance and out of trouble.”


This Anti-Money Laundering compliance course includes the following topics. They are listed on your AML Certificate:

  1. Federal Government’s AML Rules and Regulations
  2. The development of Internal AML Policies and Procedures
  3. The designation of an AML Compliance Officer
  4. An on-going employee AML Training Program
  5. An independent audit function to test the AML program
  6. Customer Identification Program (CIP)
  7. Implementing written CIP Guidelines
  8. Checking government lists for terrorists and suspects
  9. Notification of customers of identification requirements
  10. Record keeping and retention
  11. Suspicious Activity Reports (SARs)
  12. SARs filing guidelines and requirements
  13. CIP red flags
  14. SAR red flags
  15. National Futures Association’s Annual AML Checklists
  16. National Futures Association’s AML Compliance Rule 2-9(c) Interpretive Notice 9045
Those 16 topics are listed on your AML Certification Document.

“How to Sell Futures teaches: avoiding margin calls and deficits, increasing starting equity, trading longer, how to sell (telling is not selling), marketing managed futures including funds and personal marketing plans that work.”

“Median accounts open for $6,000 and last for four months. Learn how top APs improve these numbers to $20,000+ and two+ years. From Walsh surveys ($200,000+) funded by CME, KCBOT, NYBOT (now ICE) and several FCMs.”

“The Walsh Agency specializes in training: AML, Ethics, Sales and Trading. We have provided more than 30,000 trainings including those for: ADMIS, FC Stone, Merrill Lynch, MF Global, PFG, Prudential, RCG, RJO and Vision.”

Ethics Training
Periodic $25, Initial $50

“Our newly designed ethics training: Quick-scroll, no clock, no tests, no downloads (take on line), no password, no pre-payment, no CC#, no SS# to access course, no Internet security breach (identity theft) worries, live phone help 24/7/365. Includes free guide How to Trade Futures, proven strategies of top traders, APs, CTAs and Floor Brokers.”

www.FuturesEthicsTraining.com
Walsh Agency Inc., 2489 Wasabinang St. Hastings, MI 49058
p (269) 945-8920, f (269) 945-8921 email: walshagncy@aol.com (no e in agncy)

Helping brokers sell futures since 1976.