AML Training courses meet regulators’ requirements   
by The Walsh Agency, Inc.

 LPL Financial & Prudential are among 100s of companies whose employees have taken our compliance courses…over 30,000 (AML, Ethics, Sales).
 We designed our AML courses to help keep you well in compliance and out of trouble.

        Please click on your course below:

Our Anti-Money Laundering compliance courses include the following required topics:

  1. Federal Government’s AML Rules and Regulations as published by the Federal Register and required by
    the Internal Revenue Service (IRS) and the Financial Crimes Enforcement Network (FinCEN)
  2. The development of Internal AML Policies, Procedures and Controls
  3. The designation of an AML Compliance Officer
  4. Annual and on-going training and education
  5. An independent audit function to review and test the AML program
  6. Suspicious Activity Reports (SARs)
  7. SAR Red Flags
  8. SAR filing guidelines
  9. Customer Identification Program (CIP)
  10. CIP Red Flags
  11. Currency Transaction Reports (CTRs)
  12. CTR filing guidelines
  13. Record keeping and maintenance
  14. FBAR, CMIR and 8300 Reports

“The Walsh Agency, Inc. has specialized in Compliance-based Training since 1976. We offer Sales, Ethics and Anti-Money Laundering compliance programs.”

www.Anti-MoneyLaundering.com

www.FuturesEthicsTraining.com/Periodic$25/Initial$50

The Walsh Agency Inc., 2489 Wasabinang St., Hastings, MI 49058
phone: (269) 945-8920, fax: (269) 945-8921, Email: WalshAMLEthics@gmail.com